More Information

NCCI and our professionals acknowledge the value and benefits offered through active involvement and participation within our industry’s many professional organizations. The ongoing education and professional development provided through these organizations, the exposure to new developments, challenges and issues within our industry, and the opportunity to engage in a meaningful exchange of experiences and expertise through regular interaction with industry leadership and fellow professionals, enrich the industry as a whole.

NCCI maintains significant relationships and affiliations with a number of industry-related organizations, and we invite you to explore these organizations further through the links provided below:

DISCLAIMER:  By clicking on the links below, you are visiting a third party website that is not affiliated in any way with NCCI. NCCI does not guarantee the content or other links found in the following pages.

• Regulatory Organizations and Resources

  • Securities and Exchange Commission (SEC)

  • Financial Industry Regulatory Authority (FINRA)

  • North American Securities Administrators Association (NASAA)

  • Municipal Securities Rulemaking Board (MSRB)

  • Securities Investor Protection Corporation (SIPC)

  • Financial Crimes Enforcement Network (FinCEN)

• Industry Organizations and Resources

  • Securities Industry and Financial Markets Association (SIFMA)

• Professional Organizations and Resources

  • National Society of Compliance Professionals (NSCP)

• Other Useful Links

  • FinCEN 314(a) Secure Information Sharing System

  • FinCEN 314(b) Information Sharing Network Registration

  • One Safe Place Data Storage

  • Smarsh Email Storage and Supervision

Accreditations and Licenses

NCCI staff members comprise a dynamic team of experienced professionals. NCCI personnel include individuals currently or previously licensed and/or accredited by and through the following organizations. For your convenience, a link for each website is provided:

• FINRA

• MSRB

• ACAMS

Philanthropy

NCCI recognizes the important and vital responsibility we have within our community. As a successful organization that benefits from our industry, our community, and our people, NCCI is committed to enabling the continued success, vitality, and enrichment of these constituencies through our philanthropic initiatives. We welcome your exploration of the following:

• Misericordia

• Special Olympics

• 20/20

• PAWS

• The Humane Society

• End of Life Choices

• Alzheimer’s Association